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OUR TEAM

Experience that matters

Our team includes former regulators, compliance directors, and industry specialists. We bring insight from both sides of the table.

Catherine Hartley

Catherine Hartley

Founding Partner

Former FCA Senior Manager with 20+ years in financial services regulation. Catherine leads our financial services practice and advises boards on regulatory strategy.

FCA Senior Manager (2008-2018)Compliance Director, Global BankLLB, LSE
James Chen

James Chen

Partner, Data Protection

CIPP/E certified data protection specialist. James has led GDPR transformation programmes for FTSE 100 companies and advises on complex cross-border data issues.

CIPP/E, CIPM certifiedHead of Privacy, Tech GiantMSc Information Security
Sarah Williams

Sarah Williams

Partner, Risk & Governance

Enterprise risk management expert with deep experience in the insurance sector. Sarah helps organisations build governance frameworks that work in practice.

IRM FellowCRO, Insurance GroupMBA, Cambridge
Michael Torres

Michael Torres

Director, Financial Crime

Former NCA investigator specialising in financial crime prevention. Michael advises firms on AML frameworks, sanctions compliance, and fraud prevention.

NCA (2010-2019)CAMS certifiedMSc Financial Crime
Rebecca Knight

Rebecca Knight

Director, Training & Culture

Learning and development specialist focused on compliance training. Rebecca designs programmes that change behaviour, not just tick boxes.

CIPD FellowL&D Director, BankingPsychology MSc
David Park

David Park

Senior Manager, Fintech

Compliance expert specialising in payments and fintech. David helps innovative companies navigate regulatory requirements without slowing growth.

FCA Authorisation LeadCompliance Head, PaymentsLLM Financial Law
JOIN US

We're always looking for exceptional people

If you're a compliance professional who wants to make a real difference to how organisations approach regulation, we'd love to hear from you.

Get in touch
6
Partners & Directors
15+
Team members
180+
Years combined experience
8
Professional certifications

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Book a consultation to discuss your compliance needs with one of our specialists.

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T
ThresholdAdvisory

Regulatory compliance specialists helping organisations navigate complex requirements with confidence.

CONTACT

30 Finsbury Square

London

020 6022 2238

hello@threshold.example

© 2026 Threshold Advisory Ltd. Registered in England No. 12345678.

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